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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-13 |
| SD | RA | APPROVED | 2023-09-14 |
| MI | RA | APPROVED | 2023-04-07 |
| OH | RA | APPROVED | 2022-10-19 |
| IL | RA | APPROVED | 2022-06-06 |
| MN | RA | APPROVED | 2022-02-23 |
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2021-03-02 |
| TX | RA | APPROVED_RES | 2021-02-08 |
| PA | RA | APPROVED | 2020-10-13 |
| WA | RA | APPROVED | 2020-06-05 |
| CA | RA | APPROVED | 2019-12-18 |
| NC | RA | APPROVED | 2019-05-16 |
| WI | RA | APPROVED | 2015-02-06 |
Branch Locations
3415 Commerce Court Suite 1, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Madison | WI | 02/2013 | 09/2022 |
| Park Avenue Securities Llc | Madison | WI | 02/2013 | 09/2022 |
| Guardian Life Insurance | Appleton | WI | 09/2017 | Present |
| Park Avenue Securities | Appleton | WI | 09/2017 | Present |
1. Selling Non Guardian Insurance Products-Sell disability, long term care and life insurance, fixed annuity and other insurance products from other companies other than Guardian., Start: 09/19/2012, Address: n/a, 2 bus hrs per month, Investment related, 2) Road to Emmaus LLC-owner, purchase office space, Start: 06/20/2022, Address: 3415 Commerce Ct., Ste.1, Appleton, WI 54911, 2 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Stewardship board member at Riverview Lutheran Church and School, Start date: 09/19/2023, Address: 136 W. Seymor Street. Appleton, WI 54915 3 total hour per month; 2 during securities trading hours, Not investment related, No annual compensation, 4) Durable Power of Attorney - Wife Jena Winder, Start Date: 10/28/2014, Address: Kaukauna, WI, 0 total hours per month; 0 during securities trading, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-28 |
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