Dave Richard Delfino

Current Employers

Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-06-04

CT RA
APPROVED

Since 2018-06-04

Branch Locations

176 Westbrook Road, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity	Greenwich	CT	03/2010	05/2018
Essex Financial Services	Essex	CT	06/2018	Present

03/2010 → 05/2018

Fidelity

Greenwich, CT
06/2018 → Present

Essex Financial Services

Essex, CT

Previous Registrations

2011-09-23 → 2018-06-18

Strategic Advisers Llc

Fairfield, CT

Other Businesses

1)Insurance Agent for Essex Financial Services Inc -06/2018- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-08

S66 Uniform Combined State Law Examination

2010-12-08

Designations

View on SEC IAPD

Current Employers

Essex Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews