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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-29
  • CO RA
    APPROVED
    Since 2024-07-29

Branch Locations

2516 Main St, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emily Lambert Freelance Wedding/Event Planner Chicago IL 06/2012 06/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2014 07/2024
Glen Babcock, Northwestern Mutual Castle Rock CO 06/2016 12/2023
Northwestern Mutual Investment Services, Llc Castle Rock CO 06/2016 07/2024
Raymond James Financial Services Advisors, Inc. Littleton CO 07/2024 Present
Raymond James Financial Services, Inc. Littleton CO 07/2024 Present
  • 06/2012 → 06/2020
    Emily Lambert Freelance Wedding/Event Planner
    Chicago, IL
  • 05/2014 → 07/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2016 → 12/2023
    Glen Babcock, Northwestern Mutual
    Castle Rock, CO
  • 06/2016 → 07/2024
    Castle Rock, CO
  • 07/2024 → Present
    Littleton, CO
  • 07/2024 → Present
    Raymond James Financial Services, Inc.
    Littleton, CO
Previous Registrations
Other Businesses

(1)Name of Business: Garrison Financial Group LLC Address: 2516 W Main St, Littleton, CO, 80120-1950, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations & Client Service (2)Name of Business: This is Women's Work Podcast with Nicole Kalil Address: 9828 Castle Ridge Cir, Highlands Ranch, CO, 80129, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 03/07/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Attend bi-monthly Zoom meetings, help promote the podcast, brainstorm ideas about topics/guests for the podcasts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-02
  • S66 Uniform Combined State Law Examination
    2013-12-02
Other Names
  • Emily Lambert
  • Emily Elizabeth Lambert

View on SEC IAPD

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