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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emily Lambert Freelance Wedding/Event Planner | Chicago | IL | 06/2012 | 06/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2014 | 07/2024 |
| Glen Babcock, Northwestern Mutual | Castle Rock | CO | 06/2016 | 12/2023 |
| Northwestern Mutual Investment Services, Llc | Castle Rock | CO | 06/2016 | 07/2024 |
| Raymond James Financial Services Advisors, Inc. | Littleton | CO | 07/2024 | Present |
| Raymond James Financial Services, Inc. | Littleton | CO | 07/2024 | Present |
(1)Name of Business: Garrison Financial Group LLC Address: 2516 W Main St, Littleton, CO, 80120-1950, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations & Client Service (2)Name of Business: This is Women's Work Podcast with Nicole Kalil Address: 9828 Castle Ridge Cir, Highlands Ranch, CO, 80129, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 03/07/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Attend bi-monthly Zoom meetings, help promote the podcast, brainstorm ideas about topics/guests for the podcasts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-02 |
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