William Barrett Phillips

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2018
  Sii Jhfn
  New York, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Westbury, NY

Other Businesses

1. INSURANCE BROKER POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2015 ADDRESS: 24 East Park Ave, Long Beach NY 11561, United States DESCRIPTION: Insurance broker for Life insurance, Fixed Annuities, LTC, DI 2. CLIENT FOCUSED ADVISORS POSITION: Vice President NATURE: LLC, that is used as DBA for myself INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/29/2013 ADDRESS: 24 East Park Ave, Long Beach NY 11561, United States DESCRIPTION: Client Focused Advisors is the DBA under how I market my investment and security business

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-10
• S63 Uniform Securities Agent State Law Examination
  2011-01-26

Other Names

• William Phillips