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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-04-26
TX RA APPROVED 2023-04-26
  • KS RA
    APPROVED
    Since 2023-04-26
  • TX RA
    APPROVED
    Since 2023-04-26

Branch Locations

3705 Clinton Pkwy Suite 200, Lawrence, KS 66047 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Networks Llc El Segundo CA 01/2014 04/2023
Mcdaniel Knutson Financial Partners Lawrence KS 01/2014 04/2021
Rain Delay, Llc Lawrence KS 01/2018 04/2023
Two West Capital Advisors Llc Overland Park KS 10/2019 05/2020
The Shed Lawrence KS 05/2019 04/2023
Cutting Edge Athletics Lawrence KS 01/2021 04/2023
Afa Inc Lawrence KS 04/2021 04/2023
Jamz, Llc Lawrence KS 04/2022 04/2023
Aw Securities Folsom CA 04/2023 Present
  • 01/2014 → 04/2023
    Cetera Advisors Networks Llc
    El Segundo, CA
  • 01/2014 → 04/2021
    Mcdaniel Knutson Financial Partners
    Lawrence, KS
  • 01/2018 → 04/2023
    Rain Delay, Llc
    Lawrence, KS
  • 10/2019 → 05/2020
    Overland Park, KS
  • 05/2019 → 04/2023
    The Shed
    Lawrence, KS
  • 01/2021 → 04/2023
    Cutting Edge Athletics
    Lawrence, KS
  • 04/2021 → 04/2023
    Afa Inc
    Lawrence, KS
  • 04/2022 → 04/2023
    Jamz, Llc
    Lawrence, KS
  • 04/2023 → Present
    Aw Securities
    Folsom, CA
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: RAIN DELAY, LLC INVESTMENT RELATED: NO 3705 CLINTON PKWY LAWERNCE KS 66047 NATURE OF BUSINESS: REAL ESTATE INVESTMENT GROUP START DATE: 1/2018 APX # OF HOURS PER WEEK: 5 APX # OF TRADING HOURS PER WEEK: 5 POSITION/TITLE/RELATIONSHIP: PARTNER DUTIES: IDENTIFY PROPERTIES TO PURCHASE AND PROVIDE CAPITAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2010-07-02
Designations
Other Names
  • Jim M Moore

View on SEC IAPD

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