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Charles Marks

Marks Wealth Management

Ellicott City, MD

CRD 5784332

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Employer firm

Marks Wealth Management CRD 310534

$409M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Marks Wealth Management

11690 Frederick Rd, Ellicott City, MD 21042 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-01
MD RA APPROVED 2020-09-18
  • TX RA
    APPROVED_RES
    Since 2021-03-01
  • MD RA
    APPROVED
    Since 2020-09-18

Branch Locations

11690 Frederick Rd, Ellicott City, MD 21042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Adviors, Llc Baltimore MD 10/2015 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 09/2020
Marks Wealth Management, Llc Annapolis MD 09/2020 Present
  • 10/2015 → 11/2016
    Wells Fargo Adviors, Llc
    Baltimore, MD
  • 11/2016 → 09/2020
    Wells Fargo Clearing Services, Llc
    Baltimore, MD
  • 09/2020 → Present
    Marks Wealth Management, Llc
    Annapolis, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-19
  • S66 Uniform Combined State Law Examination
    2011-11-19
Other Names
  • Charles Marks
  • Charles Neal Marks

View on SEC IAPD

Nearby Firms

FOUNDERS FINANCIAL SECURITIES LLC
LEE FINANCIAL ASSOCIATES, INC.
OSAIC WEALTH, INC.

Nearby Investors

MARK ANDREW TIMMICK
JAMES JEFFREY LEE
BRIAN WILLIAM SMOOT

Nearby Offices

FOUNDERS FINANCIAL SECURITIES LLC · ELLICOTT CITY, MD
LEE FINANCIAL ASSOCIATES, INC. · ELLICOTT CITY, MD
OSAIC WEALTH, INC. · ELLICOTT CITY, MD

More in Ellicott City, MD

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