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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Houston | TX | 05/2026 | Present |
| Jpmorgan Chase Bank Na | Houston | TX | 11/2014 | 03/2017 |
| Jpmorgan Securities Llc | Houston | TX | 04/2017 | 09/2019 |
| Frost Brokerage Servicee | Houston | TX | 09/2019 | 08/2020 |
| Frost Investment Services | Houston | TX | 09/2019 | 08/2020 |
| Jp Morgan Securities, Llc | Houston | TX | 09/2020 | 05/2026 |
| Jp Morgan Chase Bank, N.A. | Houston | TX | 09/2020 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-27 |
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