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Ali A Saghafi

J.P. Morgan Securities LLC

Laguna Niguel, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-07
  • CA RA
    APPROVED
    Since 2025-03-07

Branch Locations

30202 Crown Valley Parkway, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Juan Capistrano CA 04/2010 Present
J.P. Morgan Securities Llc San Juan Capistrano CA 10/2012 Present
  • 04/2010 → Present
    Jpmorgan Chase Bank, N.A.
    San Juan Capistrano, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    San Juan Capistrano, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-07
S63 Uniform Securities Agent State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2025-03-07
  • S63 Uniform Securities Agent State Law Examination
    2010-06-04

View on SEC IAPD

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