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Current Employers
Cantor Fitzgerald Energy Advisors, Llc

110 East 59Th Street, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-07
  • NY RA
    APPROVED
    Since 2026-07-07

Branch Locations

110 East 59Th Street, New York, NY 10022 • United States

Smith Group Asset Management, Llc

100 Crescent Court, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-02
  • NY RA
    APPROVED
    Since 2026-02-02

Branch Locations

100 Crescent Court, Dallas, TX 75201 • United States

Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-06
  • NY RA
    APPROVED
    Since 2022-07-06

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co New York NY 08/2016 Present
Cantor Fitzgerald Investment Advisors New York NY 08/2018 Present
Fintan Partners Llc Redwood City CA 08/2018 03/2024
Resolution Recovery Partners Manager, Llc New York NY 08/2018 12/2024
Smith Group Asset Management, Llc (#313265) Dallas TX 09/2023 Present
O'COnnor Alternative Investments, Llc New York NY 06/2025 01/2026
Cantor Fitzgerald Energy Advisors, Llc New York NY 03/2026 Present
  • 08/2016 → Present
    Cantor Fitzgerald & Co
    New York, NY
  • 08/2018 → Present
    New York, NY
  • 08/2018 → 03/2024
    Fintan Partners Llc
    Redwood City, CA
  • 08/2018 → 12/2024
    Resolution Recovery Partners Manager, Llc
    New York, NY
  • 09/2023 → Present
    Smith Group Asset Management, Llc (#313265)
    Dallas, TX
  • 06/2025 → 01/2026
    O'COnnor Alternative Investments, Llc
    New York, NY
  • 03/2026 → Present
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-05
  • S63 Uniform Securities Agent State Law Examination
    2010-06-05
Designations
Other Names
  • Walter D Karle

View on SEC IAPD

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