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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-16 |
| CA | RA | APPROVED | 2019-06-19 |
Branch Locations
155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States
Rosemead, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Service - E85 Los Angeles - Cp | Monrovia | CA | 07/2010 | 06/2019 |
| Foresters Financial Service - E85 Los Angeles - Cp | Monrovia | CA | 03/2014 | 06/2019 |
| Rental Property | Rosemead | CA | 01/2015 | Present |
| Asj Management Group | Rosemead | CA | 10/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Monrovia | CA | 06/2019 | Present |
1. RENTAL PROPERTY 2. ASJ MGMT GROUP LLC. 1/3 OWNER FOR RESTAURANT SERVICES. 3. HONORARY BOARD MEMBER FOR BUILDING EDUCATION, NON-PROFIT ORGANIZATION TO PROMOTE EDUCATION AND BUILD SCHOOLS IN THIRD WORLD COUNTRIES, 1-2/HRS/WK 4. ADVISORY BOARD MEMBER AT THE KARUNA PROJECT; HELP WITH FUNDRAISING AND DEVELOP PROGRAMS FOR THE YOUTH; 2-3 HRS/WK; BOARDMEMBER OF SAN FRANCISCO - HO CHI MINH CITY SISTER CITY COMMITTEE; PROMOTE PROSPERITY AND LASTING PEACE BETWEEN PEOIPLE OF VIETNAM AND US; 1-2 HRS/WK. 5. FOUNDER CALVARY AND GRACE FOUNDATION, 1-2/HRS/WK 6. MEMBER OF INTERNATIONAL ASSOCIATION OF LIONS CLUBS, 1-2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-17 |
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