Timothy Howard Prewitt

68 National Drive, Glastonbury, CT 06033 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-11-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Transamerica Retirement Solutions	Glastonbury	CT	03/2014	08/2022
Transamerica Investors Securities Corporation	West Hartford	CT	04/2014	01/2017
Transamerica Capital, Inc.	Denver	CO	01/2017	07/2019
Transamerica Investors Securities Corporation	Glastonbury	CT	07/2019	08/2022
Smith Brothers Financial, Llc	Glastonbury	CT	09/2022	Present
Smith Brothers Insrurance, Llc	Glastonbury	CT	09/2022	Present
Lpl Financial Llc	Glastonbury	CT	10/2022	Present

03/2014 → 08/2022

Transamerica Retirement Solutions

Glastonbury, CT
04/2014 → 01/2017

Transamerica Investors Securities Corporation

West Hartford, CT
01/2017 → 07/2019

Transamerica Capital, Inc.

Denver, CO
07/2019 → 08/2022

Transamerica Investors Securities Corporation

Glastonbury, CT
09/2022 → Present

Smith Brothers Financial, Llc

Glastonbury, CT
09/2022 → Present

Smith Brothers Insrurance, Llc

Glastonbury, CT
10/2022 → Present

Lpl Financial Llc

Glastonbury, CT

1)08/30/2022 - Smith Brothers Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-10
S63	Uniform Securities Agent State Law Examination	2006-05-01

Other Firms