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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2019-02-04 |
| NJ | RA | APPROVED | 2018-06-27 |
Branch Locations
9601 Foster Avenue, Brooklyn, NY 11236 • United States
1764 Rockaway Pkwy, Brooklyn, NY 11236 • United States
2100-02 Linden Blvd, Brooklyn, NY 11207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Brooklyn | NY | 02/2016 | Present |
| Jpmorgan Chase Bank | Brooklyn | NY | 02/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-07 |
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