Chance M Trafton

Current Employers

Employment History

• 07/2010 → Present
  Axa Advisors, Llc
  New York, NY
• 02/2014 → Present
  Kestra Investment Services, Llc
  Amarillo, TX
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Amarillo, TX

Previous Registrations

• 2010-11-15 → 2013-08-27
  Equitable Advisors, Llc
  Amarillo, TX
  Fort Worth, TX

Other Businesses

Business Name: THE ROSE GROUP Investment Related: Yes Address: 301 S. POLK STE. 400 S. AMARILLO TX 79105 Nature of Business: Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Member Start Date: 3/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: ProducerBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Stewards of the Wild Texas Parks and Wildlife Foundation Investment Related: No Address: 4200 Smith School Road Austin TX 78744 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Events Chair. Planning events that encourage members and non members to get outdoors. Start Date: 9/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Planning events that encourage members and non members to get outdoors Business Name: ST. ANDREWS EPISCOPAL SCHOOL BOARD POSITION: Future Board member and Parent of Students NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2024 ADDRESS: 1515 S Georgia St., Amarillo TX 79102, United States DESCRIPTION: I will meet as a board member on the over strategic vision of the school. We are there to support and facilitate any of the needs through the headmaster. I will be part of the finance committee for making sure the director of finances has multiple eyes on the inflows and outflows of the school.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-27