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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-10
NY RA APPROVED 2023-03-17
  • MA RA
    APPROVED
    Since 2023-05-10
  • NY RA
    APPROVED
    Since 2023-03-17

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Newburyport, MA • United States

255 State Street 5Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 03/2012 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-01-06
  • S63 Uniform Securities Agent State Law Examination
    2011-01-06

View on SEC IAPD

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