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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
4201 Westown Pkwy Ste 330, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | W Des Moines | IA | 04/2010 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Grimes | IA | 10/2010 | 07/2021 |
| Capital City Connection | Waukee | IA | 09/2011 | 07/2021 |
| Society Of Financial Service Professionals | Des Moines | IA | 03/2017 | 07/2021 |
| Harvest Point Inc. | West Des Moines | IA | 01/2018 | 07/2021 |
| Lpl Financial Llc | West Des Moines | IA | 07/2021 | Present |
1- 11/04/2021 / DBA for LPL Business (entity for LPL business) / Harvest Point Wealth Management / Investment Related / At Reported Business Location(s) - Start Date 5/1/21 - Time Spent 100% 2- 11/16/2021 / HARVEST POINT INC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / WEST DES MOINES, IA - Started 2018 - Time Spent 100% 3- 11/16/2021 / REAL ESTATE RENTAL (OFFICE SUB-LEASE) / Real Estate Rental / WEST DES MOINES, IA / Investment Related - Started 2020 - Time Spent 1% 4- 11/16/2021 / CAPITAL CITY CONNECTION / Non-Profit Board Member / Not Investment Related / Started 2011 - Time Spent 3% 5- 05/29/2026 - Disability Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/15/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-20 |
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