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95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-12 |
Branch Locations
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
9811 Katy Freeway Suite 500 Suite 500, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 03/2013 | 08/2017 |
| Alliant Insurance Services | Houston | TX | 01/2013 | 11/2018 |
| Alliant Retirement Services, Llc | Houston | TX | 03/2016 | 11/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2017 | 11/2018 |
| Lockton Companies Llc | Houston | TX | 11/2018 | 12/2021 |
| Lockton Financial Advisors, Llc | Houston | TX | 11/2018 | 12/2021 |
| Lockton Investment Advisors Llc | Houston | TX | 11/2018 | 04/2022 |
| Creative Planning, Llc | Overland Park | KS | 12/2021 | 06/2023 |
| Usi Consulting Group | Glastonbury | CT | 09/2023 | Present |
| Usi Securities | Glastonbury | CT | 09/2023 | Present |
| Usi Advisors | Glastonbury | CT | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-03 |
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