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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-25
  • NJ RA
    APPROVED
    Since 2022-04-25

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors Llc Redbank NJ 05/2015 Present
Legg Mason & Co Newtown PA 05/2015 07/2021
Clearbridge Investments New York NY 05/2015 Present
  • 05/2015 → Present
    Franklin Distributors Llc
    Redbank, NJ
  • 05/2015 → 07/2021
    Legg Mason & Co
    Newtown, PA
  • 05/2015 → Present
    Clearbridge Investments
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-28
  • S66 Uniform Combined State Law Examination
    2010-06-28

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