Eric Gioia

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 03/2021
  J.P. Morgan Securities Inc.
  New York, NY
• 01/2010 → 03/2021
  Jpmorgan Chase Bank
  New York, NY
• 08/2012 → 03/2018
  New York University
  New York, NY
• 08/2012 → Present
  Maraulay Honors College
  New York, NY
• 09/2018 → Present
  Nyu, New York University College Of Arts And Science
  New York, NY
• 01/2019 → Present
  Macaulay Honors College
  New York, NY
• 06/2021 → Present
  Ubs Financial Services Inc
  New York, NY

Other Businesses

1)Entity Name: NYU, New York University College of Arts and Science/ Investment related: No/ Address: 70 Washington Square South New York, NY 10012 http://www.nyu.edu/ Nature of the other business: NYU is an American University./ NYU is an American University. I am an adjunct Professor. I have taught an honors seminar in the College of Arts and Science for the past 10 years. It is a public policy class entitled "Laboratories for Democarcy". I traditionally teach on Thursday evenings in the Fall./ I am an adjunct Professor. I have taught an honors seminar in the College of Arts and Science for the past 10 years. It is a public policy class entitled "Laboratories for Democarcy". I traditionally teach on Thursday evenings in the Fall./ start date: 9/1/2010 2) Entity Name: Macaulay Honors College/ Investment related: No/"Address: 35 Street New York, NY https://macaulay.cuny.edu/"/ Nature of the other business: College/University Position/Title/Relationship: Adjunct Professor/ Start Date: 9/1/2010 / Approximate # of hours a month: 1-8/ Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Adjunct Professor of Public Policy 2) Entity Name: Macaulay Honors College Investment related: No Address: 35 New York, NY https://macaulay.cuny.edu/ Nature of the other business: Education/College Position/Title/Relationship: Adjunct Professor Start Date: 31-Jan-2019 Approximate # of hours a month: 8 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Teaching an honors seminar 3) Outward Bound New York/ investment related?: no/ 2946 Northern Boulevard, Queens, NY, /I am on the board of trustees of the Marymount School/ start date: Advise the headmistress in administering the MaryMount School for Girls/ start date:7/31/2017 4) Queens Library Foundation/ Not Investment Related / 89-11 Merrick Boulevard, New York, Queens, 11432, / Foundation supporting the Queens Libabry / Support the mission of a free library for the people of New York City / Start Date : 6/1/2021.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-22
• S63 Uniform Securities Agent State Law Examination
  2011-02-07

Other Names

• Eric Gioia
• Eric Neil Gioia