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51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Linden | NJ | 01/2013 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Linden | NJ | 01/2013 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | East Brunswick | NJ | 02/2021 | 07/2021 |
| J.P. Morgan Securities Llc | East Brunswick | NJ | 02/2021 | 07/2021 |
| Unemployed | Somerst | NJ | 06/2019 | 01/2021 |
| New York Life | Somerset | NJ | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-24 |
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