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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
| WA | RA | APPROVED | 2023-09-28 |
Branch Locations
1201 Pacific Ave Ste 1250, Tacoma, WA 98402 • United States
Olalla, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 02/2014 | 09/2023 |
| Bank Of America, N.A. | Tacoma | WA | 04/2014 | 09/2023 |
| Ameriprise Financial Services | Tacoma | WA | 09/2023 | 09/2023 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Tacoma | WA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-06 |
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