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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-25
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2195 Frederick Douglass Blvd, New York, NY 10026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 04/2010 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Paul Patterson Equities Inc. Baldwin NY 09/2016 Present
Tastee Pattee Ltd. Brooklyn NY 09/2016 Present
Rmp Rockaway Corp. Dba Tastee Pattee Brooklyn NY 09/2016 Present
  • 04/2010 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2012 → Present
    New York, NY
  • 09/2016 → Present
    Paul Patterson Equities Inc.
    Baldwin, NY
  • 09/2016 → Present
    Tastee Pattee Ltd.
    Brooklyn, NY
  • 09/2016 → Present
    Rmp Rockaway Corp. Dba Tastee Pattee
    Brooklyn, NY
Previous Registrations
  • 2011-04-29 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York,, NY
    New York, NY
Other Businesses

Entity Name: RMP Rockaway Corp. DBA Tastee Pattee Investment related: No "Address: 1431 Rockaway Parkway Brooklyn, NY 11236" Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 09/20/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: RMP Rockaway Corp. dba Tastee Pattee. Take out restaurant, my involvement is that of a passive as these ownership shares were inherited after my father's passing in 2012 Entity Name: Tastee Pattee LTD. Investment related: No "Address: 3122 Church Avenue Brooklyn, NY 11226" Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 09/20/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Tastee Pattee LTD. dba Tastee Pattee. Take out restaurant, my involvement is that of a passive as these ownership shares were inherited after my father's passing in 2012 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: PAUL PATTERSON EQUITIES INC. POSITION: OFFICER START DATE: 9/20/2016 ADDRESS: 870 Willowbend Lane Baldwin, NY 11510 DETAILS: BOOKEEPING. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 Entity Name: 530 Manhattan Avenue HDFC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Board Member Start Date: 11/19/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: As a board member I work collectively with other board members to make decisions on the operations of the COOP. I have no input on financial decisions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-27
S63 Uniform Securities Agent State Law Examination 2010-05-20
  • S65 Uniform Investment Adviser Law Examination
    2011-04-27
  • S63 Uniform Securities Agent State Law Examination
    2010-05-20

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