Johnnie Lee

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 06/2017
  Questar Capital Corporation
  Minneapolis, MN
• 12/2014 → 06/2017
  Sagicor Life Insurance Company
  Tampa, FL
• 07/2017 → 05/2023
  Pruco Securities, Llc.
  Brooklyn, NY
• 07/2017 → 05/2023
  Prudential Insurance Company Of America
  Brooklyn, NY
• 05/2023 → 04/2024
  Equitable Advisors, Llc
  New York, NY
• 05/2023 → 04/2024
  Equitable Finl Life Ins Co
  New York, NY
• 05/2024 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 05/2024 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2023-05-16 → 2024-05-02
  Equitable Advisors, Llc
  Woodbridge, NJ
• 2017-08-02 → 2023-05-24
  Pruco Securities, Llc.
  Tampa, FL
  Brooklyn, NY
  Brooklyn, NY
• 2010-10-18 → 2015-01-05
  Equitable Advisors, Llc
  Rancho Cucamonga, CA
  Los Angeles, CA
  Irvine, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2017-06-29

Other Names

• Johnnie Sin Hong Lee
• Johnnie Sin Hong Lee
• Johnnie S Lee
• Johnnie Lee
• Lee Johnnie Hong
• Johnnie Sinhong Lee