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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-06-20 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 05/2011 | Present |
| Jennifer Torrey | Raleigh | NC | 07/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2012 | Present |
| Bryan Pollock | Raleigh | NC | 11/2014 | 02/2017 |
| Samuel Brewer | Raleigh | NC | 11/2015 | Present |
| John F. Mitchell | Raleigh | NC | 11/2015 | 02/2018 |
1. 10% OWNER, ALTIUS WEALTH RECEIVING WMC AND RISK COMPENSATION, LEGAL ENTITY, START DATE: 12/31/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ASSOCIATE WEALTH MANAGEMENT ADVISOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-10 |
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