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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-18
NC RA APPROVED 2021-07-19
SC RA APPROVED 2021-07-19
  • OH RA
    APPROVED
    Since 2024-10-18
  • NC RA
    APPROVED
    Since 2021-07-19
  • SC RA
    APPROVED
    Since 2021-07-19

Branch Locations

7490 Waterside Crossing Blvd Ste 200-D, Denver, NC 28037-3004 • United States

2743 Nc Highway 105, Boone, NC 28607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rich Lyon Insurance Agency Denver NC 12/2010 Present
State Farm Vp Management Corp. Denver NC 12/2010 Present
State Farm Investment Management Corp. Denver NC 07/2021 Present
State Farm Vp Management Corp. Boone NC 10/2023 Present
Rich Lyon Insurance Agency Boone NC 10/2023 Present
State Farm Investment Management Corp. Boone NC 10/2023 Present
Other Businesses

1) Richard Lyon's Insurance Agency; Insurance Agency; Investment-related; 7490 Wtrsd Xing Blvd Ste 200-D Denver, NC 28037-3004; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2010; 80; 80; Service customers and supervise employees 2) Lyon Hart Holdings, LLC; investment-related; 4945 Grassy Creek Rd Denver, NC 28037; Investment or Commercial Property; Owner; none; 3/5/2024; 1; 0; Duties: Privately held rental building 3) Lincoln County Coalition Against Child Abuse & Child Advocacy Center; non-investment-related; 161 Policarp St Lincolnton NC 28092; Membership/Civic/Fraternal Organization; Board Member; None; 07/21/2025; 2;0; organization dedicated to preventing child abuse and neglect in all forms and providing intervention and treatment when our children have become victims.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-27
S63 Uniform Securities Agent State Law Examination 2010-05-15
  • S65 Uniform Investment Adviser Law Examination
    2021-05-27
  • S63 Uniform Securities Agent State Law Examination
    2010-05-15
Other Names
  • Rich Lyon

View on SEC IAPD

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