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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-10-19 |
| NC | RA | APPROVED | 2012-08-13 |
| MI | RA | APPROVED | 2010-09-24 |
Branch Locations
346 N Highway 16, Denver, NC 28037 • United States
200 N Main St Ste 301-I, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Harbor Springs | MI | 10/2006 | Present |
1) 02/10/10 - DBA ONLY, DAVID R. BALOK WEALTH MANAGEMENT, MI. 2) 10/28/2025- X-Cell Property Holdings LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 05/01/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-22 |
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