Thomas Milton North

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-08-01

NC RA
APPROVED

Since 2017-08-01

Branch Locations

Mooresville, NC • United States

109 Chuckwood Rd Ste 116, Mooresville, NC 28117 • United States

Park 80 West, Plaza 2 250 Pehle Ave Ste 500, Saddle Brook, NJ 07663-5837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T.M. North & Nco.	Mountain Lakes	NJ	06/1994	Present
Ameriprise Financial Services, Inc.	Saddle Brook	NJ	08/2005	03/2020
Ameriprise Financial Services, Llc	Mooresville	NC	03/2020	Present

06/1994 → Present

T.M. North & Nco.

Mountain Lakes, NJ
08/2005 → 03/2020

Ameriprise Financial Services, Inc.

Saddle Brook, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Mooresville, NC

Other Businesses

Real Estate Ownership; Single Family; 3 East Seashell Lane, , Loveladies, NJ, 08008; Not Investment-Related; 08/01/2022. Board of Directors; Invest in Others; Board of Director; 10 Stevens St, #237, Andover , MA, 01810; Not Investment-Related; 11/30/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-05
S63	Uniform Securities Agent State Law Examination	1995-07-13

S65 Uniform Investment Adviser Law Examination

1996-09-05
S63 Uniform Securities Agent State Law Examination

1995-07-13

Designations

Other Names

Tom North
Thomas North

View on SEC IAPD