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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-07-29
  • NC RA
    APPROVED
    Since 2016-07-29

Branch Locations

232 N. Second Street, Albemarle, NC 28001 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-11-08
  • NC RA
    APPROVED
    Since 2007-11-08

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

109 Chuckwood Road Suite 115, Mooresville, NC 28117 • United States

232 N Second Street, Albemarle, NC 28001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Albemarle NC 11/2007 Present
  • 11/2007 → Present
    Lincoln Investment Planning, Inc.
    Albemarle, NC
Previous Registrations
  • 2005-12-08 → 2007-10-11
    Msi Financial Services, Inc.
    Virginia Beach, VA
    Virginia Beach, VA
    Virginia Beach, VA
    Norfolk, VA
Other Businesses

INNOVATIVE WEALTH PLANNING, INC POSITION: President NATURE: S Corp for Payroll and taxes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 109 Chuckwood Rd, Ste 115, Mooresville NC 28117, United States DESCRIPTION: S Corp for Payroll and taxes. LIFE INSURANCE REPRESENTATIVE POSITION: Representative NATURE: Life Insurance Representative INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2007 ADDRESS: 109 Chuckwood Rd, Ste 115, Mooresville NC 28117, United States DESCRIPTION: I offer life insurance products to clients in need. MONARCH COFFEE, INC POSITION: President NATURE: Coffee Shop INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 208 Pinnacle Shores Dr, Mooresville NC 28117, United States DESCRIPTION: Potential future coffee shop. DCL Ventures LLC Position: Manager Nature: Holds Business Assets Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 11/26/2025 Address: 109 Chuckwood Rd, Ste113 Mooresville, North Carolina 28117 Description: Owner / Manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-28
S63 Uniform Securities Agent State Law Examination 2005-01-07
  • S65 Uniform Investment Adviser Law Examination
    2005-11-28
  • S63 Uniform Securities Agent State Law Examination
    2005-01-07
Other Names
  • Darhyl Pulley

View on SEC IAPD

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