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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-20
NY RA APPROVED 2022-02-14
  • TX RA
    APPROVED
    Since 2023-10-20
  • NY RA
    APPROVED
    Since 2022-02-14

Branch Locations

95 Smithtown Blvd, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Johnson Great Neck NY 09/2013 02/2022
Scott Borow Great Neck NY 09/2013 12/2017
Northwestern Mutual Investment Services, Llc Great Nec K NY 09/2013 02/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2022
Raymond James Financial Services Smithtown NY 02/2022 Present
Raymond James Financial Services Advisors Smithtown NY 02/2022 Present
  • 09/2013 → 02/2022
    Robert Johnson
    Great Neck, NY
  • 09/2013 → 12/2017
    Scott Borow
    Great Neck, NY
  • 09/2013 → 02/2022
    Great Nec K, NY
  • 01/2016 → 02/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2022 → Present
    Raymond James Financial Services
    Smithtown, NY
  • 02/2022 → Present
    Raymond James Financial Services Advisors
    Smithtown, NY
Previous Registrations
Other Businesses

(1)Name of Business: Hendel Wealth Management Group Address: 95 Smithtown Blvd, Smithtown, NY, 11787-5117, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a financial advisor that works with firm clients to service their accounts, while also helping to solicit new business for the firm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-07
  • S66 Uniform Combined State Law Examination
    2010-06-07
Designations
Other Names
  • Craig Jeffrey Valentine

View on SEC IAPD

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