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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-20 |
| LA | RA | APPROVED | 2018-11-16 |
Branch Locations
1356 W. Tunnel Blvd., Houma, LA 70360 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Louisiana Bank | Houma | LA | 01/2010 | Present |
| Investment Centers Of America | Houma | LA | 04/2011 | Present |
| Lpl Financial Llc | Houma | LA | 11/2017 | Present |
| Gwm Advisors, Llc Dba South Louisiana Financial Services, Llc | Houma | LA | 03/2018 | Present |
1. 11/29/2017 - South Louisiana Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2010. 2. 11/29/2017 - South Louisiana Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2010. 3. 03/06/2018 - GWM Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/24/2018 - 160 Hours Per Month/140 During Securities Trading - I provide investment advisory services through GWM Advisors, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/06/2018 - South Louisiana Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 01/24/2018 - 160 Hours Per Month/140 During Securities Trading. 5. 10/20/2023 - NewEdge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/29/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 02/22/2024 - Songy's Sporting Goods - Non-Inv Related - Houma, LA - Other- Inherited Family Business - Owner - Started: 1/2/2023 - 3 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-02 |
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