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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-20
LA RA APPROVED 2018-11-16
  • TX RA
    APPROVED
    Since 2019-11-20
  • LA RA
    APPROVED
    Since 2018-11-16

Branch Locations

1356 W. Tunnel Blvd., Houma, LA 70360 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Louisiana Bank Houma LA 01/2010 Present
Investment Centers Of America Houma LA 04/2011 Present
Lpl Financial Llc Houma LA 11/2017 Present
Gwm Advisors, Llc Dba South Louisiana Financial Services, Llc Houma LA 03/2018 Present
  • 01/2010 → Present
    South Louisiana Bank
    Houma, LA
  • 04/2011 → Present
    Investment Centers Of America
    Houma, LA
  • 11/2017 → Present
    Lpl Financial Llc
    Houma, LA
  • 03/2018 → Present
    Gwm Advisors, Llc Dba South Louisiana Financial Services, Llc
    Houma, LA
Previous Registrations
  • 2011-04-25 → 2017-11-29
    Investment Centers Of America, Inc.
    Houma, LA
    Bismarck, ND
    Houma, LA
Other Businesses

1. 11/29/2017 - South Louisiana Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2010. 2. 11/29/2017 - South Louisiana Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2010. 3. 03/06/2018 - GWM Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/24/2018 - 160 Hours Per Month/140 During Securities Trading - I provide investment advisory services through GWM Advisors, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/06/2018 - South Louisiana Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 01/24/2018 - 160 Hours Per Month/140 During Securities Trading. 5. 10/20/2023 - NewEdge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/29/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 02/22/2024 - Songy's Sporting Goods - Non-Inv Related - Houma, LA - Other- Inherited Family Business - Owner - Started: 1/2/2023 - 3 Hrs/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-02
  • S66 Uniform Combined State Law Examination
    2013-11-02
Other Names
  • Gene Michael Songy

View on SEC IAPD

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