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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-04
  • TX RA
    APPROVED
    Since 2012-04-04

Branch Locations

25 N Maple Ave Ci Relationship Management, Ridgewood, NJ 07450 • United States

Wylie, TX • United States

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 03/2012 Present
Bank Of America, N.A. Allen TX 05/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-28
  • S66 Uniform Combined State Law Examination
    2010-05-28
Other Names
  • Alexandria Claudette Vaughn
  • Alexandria Claudette Mcclelland
  • Alexandria Claudette Vaughn
  • Sandy Williams

View on SEC IAPD

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