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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-16 |
| CA | RA | APPROVED | 2016-05-12 |
Branch Locations
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
601 W. Riverside Avenue, Spokane, WA 99201 • United States
Spokane Valley, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | La Jolla | CA | 05/2016 | 11/2016 |
| Ubs Financial Services Inc | San Diego | CA | 11/2016 | 10/2017 |
| Ubs Financial Services Inc | San Diego | CA | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-14 |
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