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Neil A. Puskorius

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-05-16

Branch Locations

5775 N Sam Houston Pkwy W, Houston, TX 77086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 07/2011 08/2021
Bbva Wealth Solutions Inc. Houston TX 08/2011 08/2021
Bbva Securities Inc. Houston TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 08/2011 08/2021
Pnc Investments Houston TX 08/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 05/2022 Present
Bank Of America, N.A. Houston TX 06/2022 Present
  • 07/2011 → 08/2021
    Compass Bank
    Birmingham, AL
  • 08/2011 → 08/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Houston, TX
  • 08/2011 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → 05/2022
    Pnc Investments
    Houston, TX
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 06/2022 → Present
    Bank Of America, N.A.
    Houston, TX
Previous Registrations
  • 2021-08-18 → 2022-05-17
    Pnc Wealth Management Llc
    Cypress, TX
    Spring, TX
    Houston, TX
    Spring, TX
    Spring, TX
    The Woodlands, TX
  • 2011-08-11 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-08-16 → 2011-07-22
    Equitable Advisors, Llc
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-13
  • S66 Uniform Combined State Law Examination
    2010-08-13
Other Names
  • Neil Anthony Pusksorius
  • Neil Anthony Puskorius
  • Neil A Puskorius
  • Niel Puskorius

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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