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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-01 |
| CA | RA | APPROVED | 2013-05-17 |
Branch Locations
770 Tamalpais Dr Ste 220 [Nn-Rbo], Corte Madera, CA 94925 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Corte Madera | CA | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Corte Madera | CA | 11/2016 | Present |
1. GLOBAL MINERVA ALLIANCE; NON INV RELATED; IMPART EDUCATION; EDUCATION SERVICES/CONSULTANCY; OWNER; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 02/2013. 2. RENTAL PROPERTY; INV RELATED; NOVATO, CA; OWNER; START: 4/2017; 0 HR/MO; 0 DURING TRADING. GOLDEN GATE UNIVERSITY, INV RELATED, SAN FRANCISCO, CA, TEACHING, FINANCIAL ANALYSIS INSTRUCTOR, START DATE, 2/3/2020, 3 HRS PER MONTH, 0 HRS DURING TRADING, TEACHING. HULT INTL BUSINESS SCHOOL, INVT RELATED, SAN FRANCISCO, CA, TEACHING, FINANCIAL ANALYSIS INSTRUCTOR, START DATE 1/9/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, TEACHING. UC BERKELEY EXT, INVT RELATED, BERKELEY, CA, TEACHING, CORPORATE FINANCE, START DATE 2/19/2020, 6 HRS PER MONTH, 0 HRS DURING TRADING, TEACHING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-09 |
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