Daniel R Conti

Current Employers

Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-07-12
AZ	RA	APPROVED	2021-11-19
AK	RA	APPROVED	2021-11-08
DE	RA	APPROVED	2021-11-03
RI	RA	APPROVED	2021-11-03
IN	RA	APPROVED	2021-11-02
KY	RA	APPROVED	2021-11-02
ME	RA	APPROVED	2021-11-02
ND	RA	APPROVED	2021-11-02
OK	RA	APPROVED	2021-11-02
GA	RA	APPROVED	2021-11-01
LA	RA	APPROVED	2021-11-01
NM	RA	APPROVED	2021-11-01
SC	RA	APPROVED	2021-11-01
VA	RA	APPROVED	2021-11-01
TX	RA	APPROVED_RES	2021-10-30
MI	RA	APPROVED	2019-02-04
IA	RA	APPROVED	2016-05-12
IL	RA	APPROVED	2016-05-10
MN	RA	APPROVED	2016-05-10
WI	RA	APPROVED	2016-05-09

DC RA
APPROVED

Since 2022-07-12
AZ RA
APPROVED

Since 2021-11-19
AK RA
APPROVED

Since 2021-11-08
DE RA
APPROVED

Since 2021-11-03
RI RA
APPROVED

Since 2021-11-03
IN RA
APPROVED

Since 2021-11-02
KY RA
APPROVED

Since 2021-11-02
ME RA
APPROVED

Since 2021-11-02
ND RA
APPROVED

Since 2021-11-02
OK RA
APPROVED

Since 2021-11-02
GA RA
APPROVED

Since 2021-11-01
LA RA
APPROVED

Since 2021-11-01
NM RA
APPROVED

Since 2021-11-01
SC RA
APPROVED

Since 2021-11-01
VA RA
APPROVED

Since 2021-11-01
TX RA
APPROVED_RES

Since 2021-10-30
MI RA
APPROVED

Since 2019-02-04
IA RA
APPROVED

Since 2016-05-12
IL RA
APPROVED

Since 2016-05-10
MN RA
APPROVED

Since 2016-05-10
WI RA
APPROVED

Since 2016-05-09

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Mount Pleasant, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Investment Management	Franklin	WI	05/2016	Present
Voya Investments Distributor, Llc	Windsor	CT	05/2016	Present
Voya Investment Management Co. Llc	New York	NY	05/2016	Present
Benji Homes Llc	Mount Pleasant	WI	10/2024	Present

05/2016 → Present

Voya Investment Management

Franklin, WI
05/2016 → Present

Voya Investments Distributor, Llc

Windsor, CT
05/2016 → Present

Voya Investment Management Co. Llc

New York, NY
10/2024 → Present

Benji Homes Llc

Mount Pleasant, WI

Previous Registrations

2014-10-14 → 2014-12-31

Allspring Funds Management, Llc

Memonee Falls, WI

Charlotte, NC
2013-12-11 → 2014-10-10

Packerland Brokerage Services, Inc.

Brookfield, WI

Green Bay, WI

Brookfield, WI
2012-07-07 → 2013-12-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Waukesha, WI

Other Businesses

1)GOLFTRADINGPOST/369 90th St.MOUNT PLEASANT, WI 53406/ONLINE GOLF EQUIPMENT SALES COMPANY/SELLING GOLF EQUIPMENT ONLINE FROM MY HOME/START DATE: 12/2018/APPROX 4 HOURS PER MONTH DEVOTED TO THIS OTHER ORGANIZATION DURING NON-BUSINESS HOURS 2)MADISON 4 KIDS/2501 PARMENTER ST., MIDDLETON, WI 53562/START DATE: JUNE 2019/BOARD MEMBER/CHILDREN'S NON-PROFIT/3 HOURS PER MONTH DEVOTED TO THIS OTHER ORGANIZATION DURING NON-BUSINESS HOURS 3.) Benji Homes LLC; Not investment related; 369 90th st. Mount Pleasant, WI 53406; Owner; 10/09/2024; 4 hour per month; 0 hours per month during trading hours; LLC setup to purchase a residential property/new construction to sell at a later date.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-07-03
S63	Uniform Securities Agent State Law Examination	2010-04-27

S65 Uniform Investment Adviser Law Examination

2012-07-03
S63 Uniform Securities Agent State Law Examination

2010-04-27

Other Names

Daniel R Conti

View on SEC IAPD

Current Employers

Voya Investment Management Co. Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews