Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-04-06 |
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED_RES | 2017-02-27 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Hoboken, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | New York | NY | 03/2016 | 05/2022 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 03/2016 | 05/2022 |
| Steward Partners Global Advisory | New York | NY | 07/2016 | Present |
| Steward Partners Investment Advisory Llc | New York | NY | 03/2016 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 05/2022 | Present |
1) Name of Business : Steward Partners Global Advisory Address: 140 E 45th St FL 36,New York, NY Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/27/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Install Insurance Products Listed 2) Steward Partners Investment Advisory LLC Address: New York, NY Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related: Yes Start Date: 03/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide advisory service for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-16 |
Reach out to this advisor