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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-17 |
| TX | RA | APPROVED | 2024-04-17 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
460 Broadway, New York, NY 10013 • United States
1350 Broadway Broadway & 36Th, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Investments Distributor, Llc | Windsor | CT | 05/2014 | 03/2022 |
| Voya Investment Management | Windsor | CT | 05/2014 | 03/2022 |
| Voya Investment Management Co., Llc | New York | NY | 04/2014 | 03/2022 |
| Raymond James & Associates, Inc. | New York | NY | 04/2022 | 04/2024 |
| Wells Fargo Clearing Services, Llc | New York | NY | 04/2024 | Present |
METRO DRIVERS CLUB LLC, INV REALTED, NEW YORK, NY, 50% OWNERSHIP, START 2/8/21, 4 HRS PER MONTH, 0 HRS DURING TRADING, CAR RENTAL COMPANY; Name of Business: Metro Drivers Club Address: New York, NY, 10010, United States - Activity Type: Business Owner Position/Title: Officer - CEO - Investment Related: No - Start Date: 12/07/2020 Hours per month devoted to this business: 2-10 - Hours per month devoted to this business during trading hours: 0-1 - Description of duties: Delivering cars to clients who rent them as well as maintenance to the cars themselves.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-25 |
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