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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-21 |
Branch Locations
225 S. Lake Ave, Penthouse, Pasadena, CA 91101 • United States
525 Washington Blvd 20Th Floor, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 08/2015 | 04/2017 |
| Ubs Banking Usa | Weehawken | NJ | 04/2017 | 10/2018 |
| Ubs Financial Services | Weehawken | NJ | 10/2018 | 04/2021 |
| Wedbush Securities | Jersey City | NJ | 03/2022 | Present |
| Ubs Financial Services | Weehawken | NJ | 04/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-14 |
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