Vern Montross

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Rim Securities
  Nyc, NY
• 01/2014 → Present
  City National Rochdale
  Nyc, NY

Previous Registrations

• 2010-07-05 → 2014-01-13
  Alliancebernstein L.P.
  Houston, TX

Other Businesses

(1) Name of Entity: Rental Properties; Non investment-related; Address: 303 Asbury St, Houston, TX 77007; Nature of OBA: Rental Property; Position/Title/Relationship: Landlord and Owner; Start Date: 10/01/2011; Time devoted: 0 hours per month; 0 during securities trading hours; Duties: Landlord. (2) Name of Entity: Rental Properties; Non investment-related; Address: 1015 Peddie, Houston, TX 77009; Nature of OBA: Rental Property; Position/Title/Relationship: Owner Landlord, Sole Proprietor; Start Date: 07/20/2018; Time devoted: 0 hours per month; 0 during securities trading hours; Duties: Owner, Landlord.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-02

Designations

• Chartered Financial Analyst

Other Names

• Vern Montross
• Werner Montross
• Werner Tewes Montross