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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-04 |
| TX | RA | APPROVED_RES | 2021-01-29 |
Branch Locations
349 Rt 31 Ste 101, Flemington, NJ 08822 • United States
129 Summit Ave Fl 2Nd, Summit, NJ 07901 • United States
Cranford, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2010 | 01/2021 |
| Ameriprise Financial Services, Llc | Jersey City | NJ | 01/2021 | Present |
Independent Insurance Brokering; American National; 08/02/2024; Fixed Annuity. Business Ownership; Lionheart Wealth Management, LLC; This is the company I use to manage W2 employees of my Ameriprise Francise and pay expenses.; Operations & Expenses; 129 Summit Ave, 2nd Floor, Summit, NJ, 07901; Not Investment-Related; 05/12/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Teddy Atlas Coaching, LLC; Co-Founder - Teddy Altas coaching is a personal development and business coaching company. I'm responsible for working with Teddy to create content, I'm in charge of managing our sales and project management teams. This OBA was approved prior to my joining AMPF.; ; 85 Milden Ave, , Staten Island, NY, 10301; Not Investment-Related; 04/01/2020; 10 to 19 hours per month; 0 during trading hours / HUB International; N/A - I use Gold Sky to manage health insurance benefits business. This company was preapproved before I joined AMPF. - Gold Sky was purchased by HUB International.; ; 150 N. Riverside Plaza, 17th FL, , Chicago, IL, 60606; Not Investment-Related; 07/03/2017; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-25 |
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