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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-04
TX RA APPROVED_RES 2021-01-29
  • NJ RA
    APPROVED
    Since 2021-02-04
  • TX RA
    APPROVED_RES
    Since 2021-01-29

Branch Locations

349 Rt 31 Ste 101, Flemington, NJ 08822 • United States

129 Summit Ave Fl 2Nd, Summit, NJ 07901 • United States

Cranford, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2010 06/2020
Equitable Advisors, Llc New York NY 03/2010 01/2021
Ameriprise Financial Services, Llc Jersey City NJ 01/2021 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; American National; 08/02/2024; Fixed Annuity. Business Ownership; Lionheart Wealth Management, LLC; This is the company I use to manage W2 employees of my Ameriprise Francise and pay expenses.; Operations & Expenses; 129 Summit Ave, 2nd Floor, Summit, NJ, 07901; Not Investment-Related; 05/12/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Teddy Atlas Coaching, LLC; Co-Founder - Teddy Altas coaching is a personal development and business coaching company. I'm responsible for working with Teddy to create content, I'm in charge of managing our sales and project management teams. This OBA was approved prior to my joining AMPF.; ; 85 Milden Ave, , Staten Island, NY, 10301; Not Investment-Related; 04/01/2020; 10 to 19 hours per month; 0 during trading hours / HUB International; N/A - I use Gold Sky to manage health insurance benefits business. This company was preapproved before I joined AMPF. - Gold Sky was purchased by HUB International.; ; 150 N. Riverside Plaza, 17th FL, , Chicago, IL, 60606; Not Investment-Related; 07/03/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-01
S63 Uniform Securities Agent State Law Examination 2010-05-25
  • S66 Uniform Combined State Law Examination
    2010-07-01
  • S63 Uniform Securities Agent State Law Examination
    2010-05-25

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