Kevin Patrick Smith

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 08/2023
  National Life Group
  Montpelier, VT
• 04/2013 → Present
  Ipg Financial
  Roanoke, VA
• 08/2018 → 07/2020
  Sgl Financial, Llc
  Buffalo Grove, IL
• 07/2020 → 09/2023
  Foundations Investment Advisors Llc
  Scottsdale, AZ
• 09/2023 → Present
  Gradient Advisors
  Arden Hills, MN

Previous Registrations

• 2020-07-20 → 2023-09-06
  Foundations Investment Advisors Llc
  Roanoke, VA
  Roanoke, VA
  Phoenix, AZ
• 2018-08-21 → 2020-07-17
  Sgl Financial, Llc
  Salem, VA
• 2013-01-28 → 2016-08-31
  Creative Financial Designs, Inc.
  Salem, VA
  Kokomo, IN
• 2010-08-12 → 2011-11-15
  Equity Services, Inc.
  Roanoke, VA
• 2010-05-27 → 2010-07-29
  Equitable Advisors, Llc
  Roanoke, VA

Other Businesses

1. IPG Investments | Investment Related |2774 Electric Road, Suite B, Roanoke, VA24018| Investment Advisory | Investment Advisor Representative| 9/2023 | 20hrs/mo | 20hrs/mo during trading | Advisory Services 2. Kevin Smith Rental | Not Investment Related | 3732 Piccadilly Ln, Roanoke, VA 24018 | Rental Property |Owner| 06/2012 | 2-4 hours per month | Own and Manage Rental Property 3. IPG Financial | Investment Related |2774 Electric Road, Suite B, Roanoke, VA24018 | Insurance | Owner | president | 03/2010 | 140hrs/mo | 140hrs/mo during trading | Sales - Life, Annuities and Health

Exams

• S66 Uniform Combined State Law Examination
  2010-05-22