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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2015-03-27 |
| CT | RA | APPROVED | 2013-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Smithtown | NY | 06/2013 | Present |
| Bank Of America, N.A. | Smithtown | NY | 01/2014 | Present |
1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LONG ISLAND EXPRESS LACROSSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: EAST SETAUKET, NEW YORK 11733 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, COACH START DATE OF RELATIONSHIP: 5/1/2010 NUMBER OF HOURS DEVOTED: 30 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACHING I*130021 For profit or not for profit: For-Profit Organization Name of outside business organization: Full Draw Bow Hunting Corp Investment related: N Address of business: Northport, New York 11768 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 6/1/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am the owner of a clothing company/brand that will start selling hats, shirts, sweatshirts, and other clothing items online.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-07 |
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