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Daniel Umberto Gerbasi

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-05-29
NJ RA APPROVED 2016-05-09
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-05-29
  • NJ RA
    APPROVED
    Since 2016-05-09

Branch Locations

386 Park Ave South, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 03/2010 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-28
S63 Uniform Securities Agent State Law Examination 2010-04-20
  • S66 Uniform Combined State Law Examination
    2016-04-28
  • S63 Uniform Securities Agent State Law Examination
    2010-04-20
Other Names
  • Daniel U Gerbasi

View on SEC IAPD

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