Elizabeth Han

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-20
CA	RA	APPROVED	2022-09-15

Branch Locations

3010 Old Ranch Pkwy, Seal Beach, CA 90740 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	01/2015	12/2017
Jpmorgan Chase Bank	New York	NY	01/2015	12/2017
Vail Resorts	Truckee	CA	07/2018	05/2019
Sawtooth Grille	Truckee	CA	09/2018	01/2019
Truckee Tavern Grill	Truckee	CA	06/2019	09/2019
Cetera Investment Services Llc	St Cloud	MN	04/2020	06/2021
Unemployed	Truckee	CA	06/2019	04/2020
Unemployed	Howard Beach	NY	12/2017	09/2018
Cetera Investment Advisers Llc	Los Angeles	CA	08/2020	06/2021
Bank Of Hope	Los Angeles	CA	03/2020	06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seal Beach	CA	07/2022	Present
Unemployed	Seal Beach	CA	06/2021	07/2022
Bank Of America, N.A.	Seal Beach	CA	09/2022	Present

01/2015 → 12/2017

J.P. Morgan Securities Llc

New York, NY
01/2015 → 12/2017

Jpmorgan Chase Bank

New York, NY
07/2018 → 05/2019

Vail Resorts

Truckee, CA
09/2018 → 01/2019

Sawtooth Grille

Truckee, CA
06/2019 → 09/2019

Truckee Tavern Grill

Truckee, CA
04/2020 → 06/2021

Cetera Investment Services Llc

St Cloud, MN
06/2019 → 04/2020

Unemployed

Truckee, CA
12/2017 → 09/2018

Unemployed

Howard Beach, NY
08/2020 → 06/2021

Cetera Investment Advisers Llc

Los Angeles, CA
03/2020 → 06/2021

Bank Of Hope

Los Angeles, CA
07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA
06/2021 → 07/2022

Unemployed

Seal Beach, CA
09/2022 → Present

Bank Of America, N.A.

Seal Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-10
S63	Uniform Securities Agent State Law Examination	2020-07-21

Other Firms