Catherine E Adkins

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Cetera Wealth Services, Llc
  Littleton, CO
• 11/2013 → Present
  Cc Coaching And Consulting, Inc
  Littleton, CO
• 08/2017 → Present
  Lyft
  Denver, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: CC COACHING AND CONSULTING, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/18/2013; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: PROCESS NEW ACCOUNT PAPERWORK AND CLIENT SERVICE REQUESTS. 2.NAME OF OTHER BUSINESS: LYFT INVESTMENT RELATED: NO ADDRESS: DENVER, CO NATURE OF BUSINESS: RIDE SHARING START DATE: 8/2017 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: DRIVER BRIEF DESCRIPTION OF DUTIES: DRIVING; 3. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTATION IF NEEDED;

Exams

• S66 Uniform Combined State Law Examination
  2019-11-18

Other Names

• Catherine Fadden
• Catherine E Lottimer
• Catherine E Lottimer