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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-29 |
Branch Locations
5595 S Sycamore St, Littleton, CO 80120 • United States
Elizabeth, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | Littleton | CO | 11/2013 | Present |
| Cc Coaching And Consulting, Inc | Littleton | CO | 11/2013 | Present |
| Lyft | Denver | CO | 08/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: CC COACHING AND CONSULTING, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/18/2013; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: PROCESS NEW ACCOUNT PAPERWORK AND CLIENT SERVICE REQUESTS. 2.NAME OF OTHER BUSINESS: LYFT INVESTMENT RELATED: NO ADDRESS: DENVER, CO NATURE OF BUSINESS: RIDE SHARING START DATE: 8/2017 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: DRIVER BRIEF DESCRIPTION OF DUTIES: DRIVING; 3. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTATION IF NEEDED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-18 |
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