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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-09-22 |
Branch Locations
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Des Moines | IA | 10/2001 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Des Moines | IA | 11/2016 | 06/2021 |
| Northwest Bank | Spencer | IA | 07/2021 | 08/2021 |
| Northwest Wealth Management, Llc | Spencer | IA | 07/2021 | 08/2021 |
| Wells Fargo Clearing Services | Des Moines | IA | 09/2021 | Present |
| Wells Fargo Bank | Des Moines | IA | 09/2021 | Present |
POWER OF ATTORNEY FOR FATHER, INV RELATED, ANKENY, IA, START: 1/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, ANKENY, IA, START: 1/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-14 |
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