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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-17 |
| TN | RA | APPROVED | 2021-01-12 |
Branch Locations
775 Ridge Lake Blvd, Memphis, TN 38120 • United States
Memphis, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Memphis | TN | 09/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 06/2019 | 01/2021 |
| Mml Investors Services, Llc | Memphis | TN | 03/2017 | 06/2019 |
| Thrivent Investment Management Inc | Memphis | TN | 01/2021 | Present |
| Strategic Financial Partners Llc | Memphis | TN | 09/2015 | 06/2019 |
| Thrivent Financial | Appleton | WI | 01/2021 | 04/2021 |
| Thrivent Financial | Appleton | WI | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-17 |
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