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Vinh D. Tran

J.P. Morgan Securities LLC

Cupertino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-22
CA RA APPROVED 2017-08-08
  • TX RA
    APPROVED
    Since 2018-10-22
  • CA RA
    APPROVED
    Since 2017-08-08

Branch Locations

10250 S. De Anza Blvd., Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Sunnyvale CA 06/2017 07/2017
Jp Morgan Chase Bank Palo Alto CA 10/2012 05/2017
Jpmorgan Chase Bank, N.A. Cupertino CA 08/2017 Present
J.P. Morgan Securities Llc Cupertino CA 08/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
S63 Uniform Securities Agent State Law Examination 2006-02-27
  • S66 Uniform Combined State Law Examination
    2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    2006-02-27
Other Names
  • Vinh Dich Tran
  • Vinh Tran
  • Vinh D Tran

View on SEC IAPD

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