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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swan & Sons-Morss Co, Inc | Elmira | NY | 08/2005 | Present |
| Cadaret, Grant & Co., Inc. | Elmira | NY | 10/2012 | 07/2025 |
| Lpl Financial Llc | Elmira | NY | 07/2025 | Present |
1. 07/10/2025- Swan & Sons Morss Co. Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/01/2005- 35 Hours Per Month- 35 Hours During Trading 2. 07/10/2025- Swan & Sons Morss Co. Inc.-Property and Casualty- INV Related- At Reported Business Location(s)- Start date 08/01/2005- 40 Hours Per Month- 40 Hours During Trading 3. 07/10/2025- Elmira City School District- Politics/ Government- Not INV Related- At Elmira, NY- Start date 05/17/2016- 3 Hours Per Month- 1 Hour During Trading 4. 07/10/2025- The Dunn Group- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2016 5. 07/10/2025- The Dunn Group- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 06/01/2016
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-16 |
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