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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-27
CO RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-03-27
  • CO RA
    APPROVED
    Since 2025-02-20

Branch Locations

12325 Oracle Blvd. Suite 121, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Colorado Springs CO 02/2010 02/2025
(Dba) Rt Course Wealth Management Colorado Springs CO 03/2010 Present
Cetera Wealth Services, Llc Colorado Springs CO 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 02/2010 → 02/2025
    Concourse Financial Group Securities Inc
    Colorado Springs, CO
  • 03/2010 → Present
    (Dba) Rt Course Wealth Management
    Colorado Springs, CO
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Colorado Springs, CO
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-08-09 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Colorado Springs, CO
    Birmingham, AL
Other Businesses

1) (dba) RT COURSE WEALTH MANAGEMENT; Investment Related; 12325 Oracle Blvd, Ste 121, Colorado Springs, CO 80921; Owner; Start Date 03/2010; 160 hours per month; In addition to securities investments, I also provide the following: Life, Health, Long Term Care, Disability, Variable and Fixed Annuity insurance products and services. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2025; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Designations

View on SEC IAPD

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