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David Timothy Richmond

Osaic Wealth, Inc.

St. Joseph, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-09-01
  • MO RA
    APPROVED
    Since 2023-09-01

Branch Locations

2407 North Woodbine Road, St. Joseph, MO 64506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. St. Joseph MO 03/2010 09/2023
Osaic Wealth, Inc. St. Joseph MO 09/2023 Present
  • 03/2010 → 09/2023
    Sagepoint Financial, Inc.
    St. Joseph, MO
  • 09/2023 → Present
    St. Joseph, MO
Previous Registrations
  • 2010-05-24 → 2023-09-01
    Osaic Services, Inc.
    St. Joseph, MO
Other Businesses

1)HERITAGE INVESTMENTS POSITION: AGENT; INVESTMENT-RELATED: YES; NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 07/02/2012 ADDREESS: 2407 N WOODBINE ROAD, ST. JOSEPH, MO 64506 DESCRIPTION: SELL VARIOUS INSURANCE PRODUCTS THAT ARE SUITABLE FOR MY CLIENTS. 2)WOODBINE PARTNERS, LLC POSITION: MEMBER; NATURE: LLC; INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2014 ADDRESS: 2407 N WOODBINE RD. ST. JOSEPH MO 64506 DESCRIPTION: DEPOSIT RENT CHECKS. 3)DAVID RICHMOND POSITION: Owner/Co-owner NATURE: Rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2012 ADDRESS: 3706 GRAINVIEW TER, ST. JOSEPH MO 64506, United States DESCRIPTION: Landlord/CO- Landlord 4)ST. JOSEPH SCHOOL DISTRICT BOARD POSITION: Board Member NATURE: Not for profit, 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2019 ADDRESS: 925 Felix St., Saint Joseph MO 64501, United States DESCRIPTION: Board member - assist in nominating and interviewing teachers in the school district for teacher of the year awards. 5) MOSAIC LIFE CARE FOUNDATION POSITION: Board Member NATURE: 501C 3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2024 ADDRESS: 518 S. 6th St., Saint Joseph MO 64501, United States DESCRIPTION: Board member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-29
  • S66 Uniform Combined State Law Examination
    2010-04-29
Other Names
  • David Timothy Richmond
  • David Timothy Richmond

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