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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-01 |
Branch Locations
2407 North Woodbine Road, St. Joseph, MO 64506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | St. Joseph | MO | 03/2010 | 09/2023 |
| Osaic Wealth, Inc. | St. Joseph | MO | 09/2023 | Present |
1)HERITAGE INVESTMENTS POSITION: AGENT; INVESTMENT-RELATED: YES; NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 07/02/2012 ADDREESS: 2407 N WOODBINE ROAD, ST. JOSEPH, MO 64506 DESCRIPTION: SELL VARIOUS INSURANCE PRODUCTS THAT ARE SUITABLE FOR MY CLIENTS. 2)WOODBINE PARTNERS, LLC POSITION: MEMBER; NATURE: LLC; INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2014 ADDRESS: 2407 N WOODBINE RD. ST. JOSEPH MO 64506 DESCRIPTION: DEPOSIT RENT CHECKS. 3)DAVID RICHMOND POSITION: Owner/Co-owner NATURE: Rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2012 ADDRESS: 3706 GRAINVIEW TER, ST. JOSEPH MO 64506, United States DESCRIPTION: Landlord/CO- Landlord 4)ST. JOSEPH SCHOOL DISTRICT BOARD POSITION: Board Member NATURE: Not for profit, 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2019 ADDRESS: 925 Felix St., Saint Joseph MO 64501, United States DESCRIPTION: Board member - assist in nominating and interviewing teachers in the school district for teacher of the year awards. 5) MOSAIC LIFE CARE FOUNDATION POSITION: Board Member NATURE: 501C 3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2024 ADDRESS: 518 S. 6th St., Saint Joseph MO 64501, United States DESCRIPTION: Board member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-29 |
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